Kovack Securities & Kovack Advisors Licensing Information
When you're ready to make it happen...
Please take the time to read the "Registration & Licensing" tab below. You will gain tremendous insight on how to process your application with our Firm. If you are ready to get started, simply click on all the KSI Licensing Links below. These links will direct you to all of the necessary forms you will need to get licensed with KSI. Take a few minutes to print each one of these forms. If you should be unsure of any part of this procedure please contact our Branch Development Department for assistance through this process. We want to ensure that you only have to do all of this once. Call us with any questions at 866-JOIN-KSI.
Print Licensing Application in PDF format. Print the files below to fill out the licensing application and then return to your Branch Development Consultant at KSI.
If you're a Financial Advisor that is currently thinking about going truly independent, we are a Perfect Hybrid Model independent Broker/Dealer & Registered Investment Advisory Firm. Download our Step Up Information Sheets and get started on YOUR personal road to independence.
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Kovack Securities & Kovack Advisors
Licensing Information
Licensing information is located at: KSI InTouch / Dashboard / Single Sign On / Kovack Advisors
Please contact your transition coordinator for login credentials. Click here, after you receive login credentials.
With the myriad of choices an Advisor can make as to the next, and hopefully Last Broker Dealer they affiliate with, KSI offers more than the traditional Service, Support & Products expected to be competitive.
Partnering with a privately owned Firm that does not answer to a Parent Company owned by an Insurance Vendor, Multi-National Conglomerate or Banking Channel allows our Advisors the True Independence they strive for in the Financial Services industry.
At KSI we are all about creating a culture that is encouraging of the Entrepreneurial spirit within a highly regulated environment. Setting your goals high and aiding in Branding YOUR business to where it sets you above your colleagues, and puts your needs first. Let us be your Strategic Partner in this Journey.
Make a point of using our Broker Licensing Checklist to make sure you have completed all the necessary paperwork for registration. If you have any questions, please contact the Branch Development Department at (866) 564-6574.
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