Transition

 

Transition Team Leader

 

We are here every step of the way

While the idea of transitioning to a new Broker-Dealer may seem overwhelming , we fully understand how crucial it is for you to be up and running with minimal delays. KSI's Branch Development department will personally guide you and your staff, every step of the way, to help ensure that your transition will have minimal impact on your business during the move. Our approach is that we do not start being profitable until YOU are.

With the assistance of your Transition Team Leader & their staff, the knowledge and experience that comes from transitioning Advisers, you can be confident that KSI's Branch Development department will help make your transition as seamless as possible.

Dedicated Transition Team

 

 

White Glove Service & Experienced Support

Through the years we have learned that transitioning to a new Broker-Dealer means getting acquainted with an entirely new home office staff. While we're excited for you to meet everyone at the KSI home office, we understand that having you work with all of our departments during your transition is probably not the best use of your time.

KSI's Transition Team will act as your liaison before your start date, and for the first 90 days after your affiliation. They will also monitor your overall client experience for the first 365 days with our Firm.

Appointments & Transfers

 

 

Close Oversight and Monitoring with Care

Impeccable Timing is truly everything during your transition. KSI's Branch Development department provides knowledgeable assistance with moving your licenses and registrations to coincide as closely as possible with the transfer of all of your accounts. With advance planning prior to your joining KSI will ensure your variable insurance appointments,and Clearing Firm entitlements will be live and ready to use upon your GO date.

We also offer helpful tools to assist you in your follow-up with all vendors and sponsors to confirm that all of your accounts have transferred appropriately, and in a timely manner.

Custom Home Office Training

 

Education is the cornerstone to Success
Education is a very important part of our transition philosophy at KSI. We want to make sure you and your staff are fully informed and prepared, starting from day one.

Beginning with introductory conference calls with the departments your staff will eventually be working with, we often perform on-site branch introductions in your office so your staff has a built-in comfort level from day one. This is handled on a case by case scenario.

We also offer frequent Home Office Training sessions as well as online meetings and events designed to assist you in fully understanding and implementing the KSI tools and resources available to help you grow and develop your practice.