Unlimited flexibility in a low cost non-discretionary account managed by the advisor. Accessible investment options include 4,500 no-load mutual funds, stocks, bonds, alternative investments, and conservative option strategies.

A sophisticated Unified Managed Account creates a diversified portfolio featuring multiple investment products and premier investment managers including separate accounts, mutual funds, and exchange traded funds all in one core account.

A professional investment management program that can help clients structure and pursue a disciplined investment strategy. Traditionally designed for high net worth clients seeking access to institutional portfolio managers, account minimums start at just $100,000.

A simple, cost efficient, professionally managed account consisting of Exchange Traded Funds, this platform is ideal for smaller accounts seeking stability of investment with low expenses.

Comprised exclusively of Non-Transaction Fee (NTF) mutual funds, this account offers 1,500 no-load and/or load waived funds. Designed for maximum investment choices and flexibility with low cost of entry, this account is especially well suited for first time investors.

Management of existing variable annuity sub-accounts, and dedicated solely to management of existing variable annuities, this program is ideal for all clients seeking active investment of their sub-accounts.

A multi-strategy account utilizing preset models designed to integrate a variety of investment strategies, products and asset clases.

A Unified Managed Household (UMH) program that offers the ultimate in investment choice combined with value-added household-based rebalancing and tax location services.

The Professional Partners Program (PPP) is a turnkey structured approach for professionals in multiple disciplines (legal, accounting/taxation, and investment planning) to work together in a coordinated manner that best serves a client's diverse needs, and to share the related financial rewards from investment management fees.

Third Parties & TAMP
Advisory Solutions invites asset gatherers to experience unprecedented access to carefully chosen world-class strategists. Whether your approach is strategic or tactical or your preference is mutual funds or ETFs, Advisory Solutions brings you:

• Single click access to world-class strategic partners.
• Strategic and tactical money management.
• Comprehensive strategist research.
• Supportive client-approved collateral.
• Online client access.
• One consolidated custom quarterly performance report and billing statement.

SMA & UMA
Custom-Style Portfolio Solutions are separately managed accounts offering your clients a high level of portfolio customization, access to institutional-quality money managers, and year-round tax harvesting - all for a low minimum investment. With WealthONE®'s Custom-Style Portfolio Solutions, Investment Adviser Representatives can:

• Actively manage separate account portfolios.
• Access institutional quality money managers.
• Experience high level of portfolio customization and account transparency.
• Incorporate strategic and tactical money management.
• Provide socially responsible investment options.

• PROSPECT:

  Proposal generation provides the advisor with the ability to create and update detailed and personalized Investment Proposal Statement (IPS) and/or Investment Portfolio for new and/or existing clients.

• RESEARCH:

  Access to product research on Separate Account Managers (SAM), Unified Managed Accounts (UMA), Multi Product Portfolios (MPP), Exchange Traded Funds (ETF), Mutual Funds (FUND) and Money Markets (MM). Also, allows the advisor the ability to simulate a portfolio and compare up to twelve products.

• MODEL:

  Through model management the advisor has the ability to create and update “models,” with composition (including drift tolerances, history and audit information).

• TRADE:

  Access to trading tools provides the advisor the ability to use discretion and utilize block trading with average pricing, as well as, model trading and rebalancing.

• PERFORMANCE:

  Provides access to periodic performance reports that can be created per account or by household, as well as, six ad-hoc reports.