At Kovack Financial, we want your transition to be as efficient, easy and smooth as possible. Leading up to joining the Firm we develop a strategy, provide tools and training, and move your book of business. Your transition consultant also coordinates with key members of our support teams to cover every aspect of your transition. This personalized process ensures maximum client retention and opportunity for new growth.

Develop a Personalized Transition Strategy

Our Team will work with you and your staff to factor in timing, ePaperwork, and client communication as your onboarding team helps develop a comprehensive strategy and schedule.

Inventory, Categorize YOUR Business

Your transition consultant will guide you through taking an inventory of your client accounts and note any additional features your clients are using to help create a seamless client experience.

Preparing Client Paperwork & Onboarding Experience

Your Transition & Onboarding team trains you on the paperwork required to move your business, and our integrated technology solutions make it easy to populate the required paperwork with our DocuPace & eSignature solutions. We can also develop a plan to make your transition paperless.

Business Processing & Registrations

Your Transition & Onboarding consultant will facilitate your registration with FINRA & all SRO’s, and once you’ve obtained client signatures, Kovack Financial will establish all accounts, submit transfers and follow up through receipt of assets. Our team also tracks licenses and appointments, and they’ll keep you informed with status updates.

Training & Technology

We offer One-On-One robust training to maximize your long-term success. With advisor and staff-specific training, our goal is to get your firm back to business as usual as quickly as possible.