When it comes to officially resigning from your current Broker Dealer/RIA affiliation ,we suggest that every rep be tactful and diplomatic in their Approach to aid a smoother Transition to KSI. So with that being said “ less is more” . Here are Two samples of what Reps have used in the past when moving on from their last BD. Please use these as a guide-by and personalize to fit your Resignation Date, Place & Time.
Kovack Securities, Inc., (KSI) is a powerful partner for entrepreneurial financial advisors seeking to create their own successful business. Since our inception, helping financial representatives and advisors establish competitive, independent practices has been the primary focus of the Firm. Our successful, independent financial advisors share our vision in providing the quality of financial advice we believe every client deserves and have helped Kovack Securities, Inc., grow to become one of the country's largest independent broker/dealers.
Kovack Securities and Kovack Advisors are focused on providing our advisors with the tools, resources and training to help manage the complexities of running their own practices. In turn, our advisors are able to focus on the needs, goals and objectives of their clients rather than office logistics. Our open product architecture and innovative fee–based programs coupled with our multiple Clearing Firms (National Financial Services & Pershing) provides our advisors with the flexibility to develop investment strategies which are best suited for their clients.
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