Kovack Financial Onboarding Phases
We are Kovack Financial.
As a FINRA Registered Broker-Dealer
As an SEC Registered Investment Advisory Firm
To commence the Registration Process and Internal Due Diligence, start by clicking on the Phase I logo below.
Once we have Quickly and efficiently gone through the first Phase, our Transition Team will work with you and your Staff to complete the Phase II.
Kovack Securities, Inc., (KSI) is a powerful partner for entrepreneurial financial advisors seeking to create their own successful business. Since our inception, helping financial representatives and advisors establish competitive, independent practices has been the primary focus of the Firm. Our successful, independent financial advisors share our vision in providing the quality of financial advice we believe every client deserves and have helped Kovack Securities, Inc., grow to become one of the country's largest independent broker/dealers.
Kovack Securities and Kovack Advisors are focused on providing our advisors with the tools, resources and training to help manage the complexities of running their own practices. In turn, our advisors are able to focus on the needs, goals and objectives of their clients rather than office logistics. Our open product architecture and innovative fee–based programs coupled with our multiple Clearing Firms (National Financial Services & Pershing) provides our advisors with the flexibility to develop investment strategies which are best suited for their clients.
<866-JOIN-KSI (866-564-6574)
Kovack Financial Companies, 6451 North Federal Highway, Suite 1201, Fort Lauderdale, Florida 33308
Ph: (954) 782-4771 Fax: (954) 943-7331 Email: info@kovacksecurities.com
Copyright © Kovack Financial Companies. All Rights Reserved. A Registered Investment Advisor, Member FINRA / SIPC
