Your Business Is Our Priority

Kovack Securities understands the value of superior customer service and support levels in the industry. We know how important it is that you receive timely and accurate answers to your questions from a friendly Home Office Member.

We also pride ourselves on fast processing times, as evidenced in our Firm Service Standards.

Concierge Level Attention
We recognize the vital role our top producing Advisors play in qualifying GDC. KSI offers our exclusive Advocate Services program. Your knowledgeable and dedicated Practice Management Consultant will:

• Act as your advocate for all KSI-related questions.
• Ensure you receive prompt and accurate answers and productive resolution to all questions and issues.
• Provide guidance with KSI business enhancements and procedural recommendations

Empowerment Through Education
KSI provides many educational opportunities to keep you and your staff productive, efficient, informed and enlightened. In addition to our web-based training options, we offer many opportunities for live interaction between you, your KSI colleagues, and the home office staff:

• KSI's National Conference is our annual educational forum held at new and exciting locations each year.
• The Networking Forums bring topic-focused Registered Representatives together with a blend of education and idea sharing.

Clearing Through Pershing LLC^®
Since 1939, Pershing has been providing comprehensive brokerage execution, clearance, data processing and financial products and services to Broker/Dealers worldwide. KSI's long-standing partnership with Pershing has resulted in many exceptional benefits our Registered Representatives now enjoy:

• The NETX360^TM Brokerage Processing Application
• 24/7 Client Access to Assets
• Pershing's BondCentral Fixed Income Platform
• No-Transaction-Fee Mutual Funds and Free Cost Basis on Accounts Over $2,500
• Corestone Account^TM Checking Services
• The Ability to Brand Pershing Statements
• Combined Statement Mailings

Fidelity Clearing & Custody Solutions is a leading provider of clearing and custody solutions to more than 300 broker-dealers throughout the U.S. Established in 1983, Fidelity Clearing & Custody Solutions, a Fidelity Investments company, is one of the largest providers of brokerage services. As of September 30, 2012, Fidelity Clearing & Custody Solutions serviced 18 million accounts representing $2.5 trillion in assets. Fidelity Investments is one of the world's largest providers of financial services, with custodied assets of $3.8 trillion, including managed assets of $1.7 trillion as of September 30, 2012. The firm is one of the largest mutual fund companies in the United States, and a leading provider of workplace retirement savings plans.

The strength and reputation associated with Fidelity Investments is one of the many reasons we are pleased to partner with Fidelity Clearing & Custody Solutions. Our relationship with Fidelity Clearing & Custody Solutions provides trade execution, clearing, and other related services for your commission and fee-based brokerage accounts. Fidelity Clearing & Custody Solutions offers access to a dedicated service model, leading investment solutions, and access to Wealthcare - a powerful global trading platform.