Disclosure Processing Fee (U-4, U-5, & amendments)
$ 110.00
Registration Fee ( Upon Join KSI )
$175.00
FINRA Annual E-Mail Registration Fee
$195.00
Termination Fee
$ 150.00

Fingerprint Processing Fees

Initial Submission (per Card)
$ 45.00
Second Submission for a Fingerprint card submission that was determined by the FBI as being illegible
$ 45.00
Third Submission
$ 45.00

Qualification Examination Fees

Series 6
$ 155.00
Series 7
$ 305.00
Series 24
$ 120.00
Series 26
$ 100.00
Series 27
$120.00
Series 63
$ 125.00
Series 65
$165.00
Series 66
$155.00