Our Philosophy
“They’re helping you do business, but you also know that they’ve got your back from a regulatory standpoint. You’re not going to have to wake up one day thinking, ‘The firm got into trouble, and now we have to find a new home.’”
Alfie Oliva Jr., CFP®
Our Philosophy
“They’re helping you do business, but you also know that they’ve got your back from a regulatory standpoint. You’re not going to have to wake up one day thinking, ‘The firm got into trouble, and now we have to find a new home.’”
Alfie Oliva Jr., CFP®
Core Principles
We’re more than the stereotypical “soulless business entity.” In fact, we’re far from it.
We want our relationship with you to be just that—a genuine relationship. Here’s how we go about making that happen.
ACCESS TO SENIOR MANAGEMENT
ACCESS TO SENIOR MANAGEMENT
OPERATIONAL SUPPORT
OPERATIONAL SUPPORT
FREEDOM & FLEXIBILITY
FREEDOM & FLEXIBILITY
EASE OF DOING BUSINESS
EASE OF DOING BUSINESS
As a Kovack advisor, you’ll have the ability to pick up the phone at any time to speak directly with senior management.
We maintain one of the highest broker-dealer ratios of Advisors to operational staff with an average ratio of 6-to-1. Because we understand that it is impossible to be an expert in every area of your business, our goal is to provide answers to any of your questions, no matter how difficult, within 24 hours.
You’ll have the freedom and flexibility to structure your own financial planning, investment or insurance practice to suit your individual needs and lifestyle. You will not be pressured to sell specific products or to meet monthly management quotas. In fact, you even have the option of recruiting your own reps to manage and supervise.
We believe that paperwork should be as simple and refined as possible, so all of our documents and operating procedures are straightforward and easy to complete. The result? Your time and energy can go towards what you do best—serving your clients.